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Webinar: How Things Work When Life Happens

Qualifying Events Compliance Considerations
July 21, 2022

Offering benefits to employees on a pre-tax basis is only allowed under a Section 125 plan, and those rules limit when employees may change their annual elections. Join us for a brief refresher of the qualifying event rules '” both mandatory and permissible. We'll also discuss common employer pitfalls and practical implications of administering qualifying events.

Agenda

  • Review of Election Rules
  • Qualifying Events
    • HIPAA Special Enrollment Rights
    • IRS Permissible Qualifying Events
  • Administration of Mid-year Election Changes
  • Common Pitfalls

What is Section 125?

  • Section of the Internal Revenue Code
  • The reason that employee contributions to the cost of coverage is tax advantaged
  • Because of the tax advantages for both employers and employees, the following conditions must be satisfied:
    • Written Section 125 Plan Document
    • Eligibility, contributions, and benefits must not be discriminatory
    • Irrevocable Coverage Rule- employee elections cannot be changed mid-year without a qualifying event

Consequences of Noncompliance

Failure to satisfy those conditions can result in:

  • Invalidation of the entire cafeteria plan. All employee contributions would be taxable for the employer and employees
  • Possible tax penalties for failure to properly withhold taxes and report income
  • Risk of legal action for not operating the plan in accordance with the law and plan document

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